Keith David Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (3 Apr 2018 to 1 May 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (30 Jul 2013 to 15 Aug 2014)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (116)Employed By (30 Jul 2013 to 15 Aug 2014)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (23 Dec 2010 to 29 Jul 2013)
CBK (Swansea) Ltd (no longer approved here)
FRN 442032
- Employed By (16 Dec 2005 to 8 Sep 2006)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF22 Investment Adviser (Trainee) (22 Oct 2004 to 8 Sep 2006)
Chadborn Baker & Kearle Ltd (no longer approved here)
FRN 221150
- Employed By (22 Oct 2004 to 1 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.