Andrew William Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Apr 2023)
    • CF30 Customer (since 17 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 30 May 2022)
    • [FCA CF] Client dealing (since 30 May 2022)
  • TaxAssist Direct Financial Services Limited

    FRN 971520

    • (4)Employed By (since 17 Mar 2023)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (21 Nov 2017 to 11 Apr 2019)
  • CBK (Swansea) Ltd (no longer approved here)

    FRN 442032

    • Employed By (31 Oct 2011 to 18 Jul 2014)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 18 Jul 2014)
    • CF1 Director (AR) (5 Dec 2002 to 22 Nov 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CBK (Nottingham) Ltd (no longer approved here)

    FRN 442033

    • Employed By (5 Dec 2005 to 11 Apr 2019)
  • Chadborn Baker & Kearle Ltd (no longer approved here)

    FRN 221150

    • Employed By (5 Dec 2002 to 11 Apr 2019)
  • Wiseman Financial Services Ltd (no longer approved here)

    FRN 209764

    • Employed By (1 Dec 2001 to 14 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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