Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (28 Mar 2024 to 31 Oct 2024)
- CF30 Customer (9 Mar 2024 to 8 Nov 2024)
- CF1 Director (AR) (9 Mar 2024 to 8 Nov 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (1 Nov 2007 to 31 Mar 2024)
- CF1 Director (AR) (5 Dec 2002 to 31 Mar 2024)
- CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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- Employed By (18 Nov 2005 to 8 Nov 2024)
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- Employed By (5 Dec 2002 to 8 Nov 2024)
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- Employed By (1 Dec 2001 to 14 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.