Caroline Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetLime Limited

    FRN 311266

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 13 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2023)
  • Veritas Financial Planning Ltd

    FRN 681866

    • (1)Employed By (since 7 Apr 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2024)
    • CF30 Customer (14 Apr 2015 to 6 Sep 2023)
    • CF1 Director (AR) (14 Apr 2015 to 3 Feb 2024)
  • CBK (Swansea) Ltd (no longer approved here)

    FRN 442032

    • Employed By (21 Jan 2014 to 5 May 2015)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (22 Oct 2008 to 28 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Veritas Financial Planning Ltd

  2. controlled function added: (1)Employed By at Veritas Financial Planning Ltd