Martin Poole Rivers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Radiant Financial Planning Limited

    FRN 192396

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2024)
    • [FCA CF] Client dealing (since 31 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (28 Mar 2024 to 9 Apr 2025)
    • CF1 Director (AR) (9 Mar 2024 to 10 Dec 2024)
    • CF30 Customer (9 Mar 2024 to 10 Dec 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (AR) (7 Apr 2016 to 31 Mar 2024)
    • CF30 Customer (20 Aug 2008 to 31 Mar 2024)
  • CBK (Swansea) Ltd (no longer approved here)

    FRN 442032

    • Employed By (20 Aug 2008 to 10 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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