Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
    • [FCA CF] Client dealing (since 10 Jul 2023)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • CF1 Director (AR) (31 May 2018 to 4 Jul 2019)
    • CF1 Director (23 May 2018 to 4 Jul 2019)
    • CF30 Customer (15 Apr 2015 to 31 May 2018)
  • CWB Caledonia Limited (no longer approved here)

    FRN 788340

    • Employed By (31 May 2018 to 8 Dec 2019)
  • Corporate Workplace Benefits Limited (no longer approved here)

    FRN 709717

    • Employed By (25 May 2018 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (4 Jul 2014 to 26 Feb 2015)
    • CF30 Customer (3 Jun 2013 to 31 Mar 2015)
  • Merito Financial Services Ltd (no longer approved here)

    FRN 565825

    • Employed By (3 Jun 2013 to 31 Mar 2015)
  • Think Financial Planning Ltd (no longer approved here)

    FRN 190715

    • Employed By (1 Dec 2001 to 31 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.