Radiant Financial Planning Limited

Date authorised
1 April 2013
Companies House
03916451
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sovereign Place
    20 The Point
    Market Harborough
    Leicestershire
    LE16 7QU
    UNITED KINGDOM
    Phone
    +441858469910
    Web
    http://www.radiantfinancial.co.uk

  • Complaints Contact

    Sovereign Place
    20 The Point
    Market Harborough
    Leicestershire
    LE16 7QU
    UNITED KINGDOM
    Phone
    +4401858469910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Ann Pincher

    IRN KAP01082

    • CF30 Customer (1 Mar 2017 to 21 Dec 2017)
  • Katherine Grant

    IRN KXG01293

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2025)
  • Keith Baird Herd

    IRN KXH00037

    • [FCA CF] Functions requiring qualifications (14 Sep 2022 to 31 Mar 2023)
    • [FCA CF] Client dealing (14 Sep 2022 to 31 Mar 2023)
  • Kelly Rebecca Ellis

    IRN KRE01014

    • CF30 Customer (26 Nov 2018 to 28 Jun 2019)
  • Krystyna Wojnarowicz

    IRN KXW11563

    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2022)
    • CF1 Director (AR) (12 Apr 2019 to 14 Aug 2020)
    • CF1 Director (28 Feb 2019 to 8 Dec 2019)
  • Lauren Appleby

    IRN LXC00147

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2023)
    • [FCA CF] Client dealing (23 Mar 2023 to 27 Mar 2026)
  • Leone Rochelle Gomersall Pearce

    IRN LXP09173

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
  • Louise Hannah Spencer

    IRN LXS00641

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2024)
  • Mark Andrew Rolfe

    IRN MAR01149

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
  • Mark Anthony Woods

    IRN MAW01191

    • CF28 Systems and controls (1 Nov 2007 to 1 Oct 2008)
    • CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Oct 2008)
    • CF11 Money Laundering Reporting (11 Feb 2004 to 1 Oct 2008)
    • CF10 Compliance Oversight (11 Feb 2004 to 1 Oct 2008)
    • CF13 Finance (7 Mar 2002 to 31 Oct 2007)
    • CF15 Internal Audit (7 Mar 2002 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (7 Mar 2002 to 31 Oct 2007)
    • CF1 Director (7 Mar 2002 to 29 May 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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