Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Berry Wealth Management Ltd
FRN 719170
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (10 Mar 2016 to 8 Dec 2019)
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- CF28 Systems and controls (1 Nov 2007 to 1 Oct 2008)
- CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Oct 2008)
- CF11 Money Laundering Reporting (11 Feb 2004 to 1 Oct 2008)
- CF10 Compliance Oversight (11 Feb 2004 to 1 Oct 2008)
- CF13 Finance (7 Mar 2002 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (7 Mar 2002 to 31 Oct 2007)
- CF1 Director (7 Mar 2002 to 29 May 2009)
- CF15 Internal Audit (7 Mar 2002 to 31 Oct 2007)
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- CF1 Director (15 Aug 2006 to 3 Feb 2010)
- CF13 Finance (14 Jan 2005 to 15 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.