Berry Wealth Management Ltd

• Principal Place of Business

  Unit 4 Lawrence House

  Bowden Business Village

  Harborough Road

  Market Harborough

  Leics

  LE16 7SA

  UNITED KINGDOM

  Phone

  +441858903030

  Web

  https://bwmifa.co.uk

• Complaints Contact

  Unit 4 Lawrence House

  Bowden Business Village

  Harborough Road

  Market Harborough

  Leics

  LE16 7SA

  UNITED KINGDOM

  Phone

  +441858903030

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Charles Neal

  IRN ACN01048

  • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2024)
  • CF1 Director (16 Feb 2016 to 8 Dec 2019)
• Colin Stuart Henshaw

  IRN CSH01051

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (16 Feb 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Feb 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Feb 2016 to 8 Dec 2019)
  • CF1 Director (16 Feb 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Feb 2016 to 30 Sep 2018)
• Jordan Connor Henshaw

  IRN JXH01271

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 13 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2024)
• Mark Anthony Woods

  IRN MAW01191

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (10 Mar 2016 to 8 Dec 2019)
• Mitchell Kane Henshaw

  IRN MXH01115

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2025)
  • [FCA CF] Client dealing (since 22 Jan 2025)
  • [FCA CF] Functions requiring qualifications (17 Nov 2023 to 14 Feb 2024)
  • [FCA CF] Client dealing (17 Nov 2023 to 14 Feb 2024)
• Steven James Hemmings

  IRN SXH00605

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
• Victoria Briggs

  IRN VXL01043

  • [FCA CF] Manager of certification employee (4 Oct 2021 to 30 Jun 2022)

No changes recorded yet.