Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Oct 2021 to 30 Jun 2022)
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- CF30 Customer (12 Oct 2012 to 21 Feb 2014)
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- CF30 Customer (25 Nov 2010 to 30 Jun 2012)
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- CF11 Money Laundering Reporting (12 Feb 2004 to 30 Aug 2007)
- CF1 Director (12 Feb 2004 to 30 Aug 2007)
- CF10 Compliance Oversight (12 Feb 2004 to 30 Aug 2007)
- CF21 Investment Adviser (30 Jan 2004 to 30 Aug 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.