Karen Ann Pincher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2024)
- CF30 Customer (9 Apr 2019 to 8 Dec 2019)
WLS Financial Services Limited (no longer approved here)
FRN 813882
- Employed By (22 Nov 2018 to 25 Mar 2019)
AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF30 Customer (8 May 2018 to 1 Aug 2018)
Radiant Financial Planning Limited (no longer approved here)
FRN 192396
- CF30 Customer (1 Mar 2017 to 21 Dec 2017)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF30 Customer (9 Sep 2010 to 4 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.