Mark Andrew Rolfe

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Radiant Financial Planning Limited

    FRN 192396

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
  • Corporate Workplace Benefits Limited (no longer approved here)

    FRN 709717

    • Employed By (4 Aug 2015 to 1 Aug 2017)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (10 Feb 2014 to 31 Dec 2014)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (3 Dec 2013 to 3 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.