Quilter Mortgage Planning Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Rafferty
IRN JXR00071
- CF4 Partner (AR) (22 Jun 2009 to 13 Dec 2010)
James Reynolds
IRN JXR01524
- CF1 Director (AR) (10 May 2016 to 17 Sep 2019)
James Robert Bryce
IRN JRB00031
- CF1 Director (AR) (20 May 2008 to 19 Aug 2022)
- CF4 Partner (AR) (2 Oct 2006 to 20 May 2008)
James Rogers
IRN JXR00543
- CF4 Partner (AR) (11 Apr 2024 to 9 Jul 2024)
James Ross Thompson
IRN JXT00118
- Appointed representative dealing with clients for which they require qualification (2 Mar 2020 to 1 Feb 2021)
James Russell Ruggiero
IRN JXR00080
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (31 Mar 2013 to 22 Aug 2023)
James Scott Grieve
IRN JSG01053
- CF4 Partner (AR) (28 May 2010 to 30 May 2012)
James Shearer Clark
IRN JSC00031
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2023)
- CF1 Director (AR) (17 Jun 2014 to 10 Feb 2023)
- CF4 Partner (AR) (24 Aug 2007 to 25 May 2021)
James Slater
IRN JXS02718
- CF1 Director (AR) (5 Jul 2016 to 25 Jul 2018)
James Smyth
IRN JXS03695
- CF1 Director (AR) (1 Feb 2017 to 23 Feb 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.