Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIVOTAL FINANCIAL LIMITED
FRN 665649
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (28 Oct 2024 to 30 Sep 2025)
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- [FCA CF] Functions requiring qualifications (8 Apr 2024 to 28 Oct 2024)
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- [FCA CF] Functions requiring qualifications (22 Feb 2023 to 26 Sep 2023)
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- SMF16 Compliance Oversight (22 Apr 2020 to 11 Nov 2020)
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- Appointed representative dealing with clients for which they require qualification (20 Dec 2019 to 10 Feb 2022)
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- CF1 Director (AR) (10 May 2016 to 17 Sep 2019)
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- Employed By (10 May 2016 to 17 Sep 2019)
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- CF1 Director (AR) (14 Oct 2009 to 19 Aug 2011)
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- Employed By (14 Oct 2009 to 19 Aug 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.