Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FINLI (FA92) LIMITED
FRN 195522
- SMF3 Executive Director (since 4 Sep 2024)
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- Employed By (21 Feb 2023 to 30 Jul 2025)
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- CF1 Director (AR) (14 Oct 2021 to 12 Nov 2021)
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- Employed By (14 Oct 2021 to 19 Aug 2022)
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- (4)Employed By (5 Jun 2019 to 19 Aug 2022)
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- (13)Employed By (22 Aug 2016 to 19 Aug 2022)
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- Employed By (11 May 2016 to 7 Jun 2016)
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- CF1 Director (AR) (20 May 2008 to 19 Aug 2022)
- CF30 Customer (1 Nov 2007 to 14 Dec 2011)
- CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
- CF4 Partner (AR) (2 Oct 2006 to 20 May 2008)
- CF22 Investment Adviser (Trainee) (2 Oct 2006 to 18 Apr 2007)
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- CF1 Director (AR) (20 May 2008 to 19 Aug 2022)
- CF4 Partner (AR) (2 Oct 2006 to 20 May 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.