James Russell Ruggiero

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (15 Dec 2011 to 25 Jan 2016)
    • CF4 Partner (AR) (15 Dec 2011 to 22 Aug 2023)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (31 Mar 2013 to 22 Aug 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 20 Jan 2012)
    • CF21 Investment Adviser (12 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Feb 2003 to 12 Jun 2003)
  • James Ruggiero (no longer approved here)

    FRN 215929

    • (3)Employed By (1 Dec 2001 to 23 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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