James Slater

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST&R Limited

    FRN 591815

    • Responsibility for MCD Intermediation (since 2 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (31 Oct 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (31 Oct 2013 to 30 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (5 Jul 2016 to 25 Jul 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Jul 2016 to 25 Jul 2018)
  • Tuto Money Limited (no longer approved here)

    FRN 492514

    • CF1 Director (AR) (30 Jan 2013 to 20 Nov 2013)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (6 Mar 2012 to 17 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

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