James Shearer Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2023)
    • CF1 Director (AR) (17 Jun 2014 to 10 Feb 2023)
    • CF4 Partner (AR) (24 Aug 2007 to 25 May 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (17 Jun 2014 to 10 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 31 May 2012)
    • CF22 Investment Adviser (Trainee) (24 Aug 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (24 Aug 2007 to 25 May 2021)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2004)
    • CF4 Partner (AR) (8 Apr 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 18 Sep 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (18 Sep 2003 to 2 Sep 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 18 Sep 2003)
    • CF4 Partner (AR) (8 Apr 2003 to 2 Sep 2007)
  • Face 2 Face (Scotland) Ltd (no longer approved here)

    FRN 223930

    • Employed By (8 Apr 2003 to 10 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.