Date authorised
1 April 2013
Companies House
04227837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +4408081712626
  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +4408081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul David Marshall

    IRN PXM01560

    • CF28 Systems and controls (8 Dec 2010 to 30 May 2014)
  • Paul Jason Roger Nathan

    IRN PJN01039

    • CF28 Systems and controls (28 Aug 2012 to 1 Sep 2015)
    • CF1 Director (28 Aug 2012 to 1 Sep 2015)
  • Paul Robert Thomas Miller

    IRN PRM01134

    • CF28 Systems and controls (29 Jul 2008 to 24 Mar 2010)
  • Paul Simpson

    IRN PRS01118

    • [FCA CF] Client dealing (1 Jun 2020 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2021)
    • CF3 Chief Executive (27 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (27 Dec 2017 to 8 Dec 2019)
    • CF1 Director (18 Feb 2016 to 8 Dec 2019)
  • Paul Stephen Matthews

    IRN PSM01104

    • CF2 Non Executive Director (8 Aug 2018 to 8 Dec 2019)
  • Paul William Feeney

    IRN PWF01007

    • CF1 Director (10 Feb 2017 to 8 Dec 2019)
  • Pauline Jane Colvin

    IRN PJC01222

    • CF28 Systems and controls (1 Nov 2007 to 17 Jun 2008)
    • CF14 Risk Assessment (2 Mar 2007 to 31 Oct 2007)
  • Penny Cole

    IRN PXC00330

    • [FCA CF] Material risk taker (since 1 Jan 2022)
  • Peter Gerald Bryan

    IRN PGB00015

    • CF13 Finance (15 May 2003 to 1 Jan 2004)
  • Peter Mann

    IRN PXM00249

    • CF1 Director (7 Dec 2009 to 1 Jul 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.