Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Apr 2026)
  • Ascot Lloyd Investment Management Limited (no longer approved here)

    FRN 650245

    • SMF9 Chair of the Governing Body (8 Jun 2022 to 14 Apr 2026)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF1 Director (28 Aug 2012 to 1 Sep 2015)
    • CF28 Systems and controls (28 Aug 2012 to 1 Sep 2015)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF28 Systems and controls (14 Mar 2012 to 1 Sep 2015)
    • CF2 Non Executive Director (6 Jan 2010 to 9 Jan 2012)
    • CF10 Compliance Oversight (21 Aug 2008 to 19 Feb 2009)
    • Responsible for Insurance Mediation (21 Aug 2008 to 9 Sep 2008)
    • CF15 Internal Audit (1 Jul 2005 to 30 Apr 2007)
    • CF14 Risk Assessment (1 Jul 2005 to 30 Apr 2007)
    • CF11 Money Laundering Reporting (1 Jul 2005 to 30 Apr 2007)
    • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Oct 2007)
    • CF1 Director (14 Feb 2005 to 6 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.