PROGENY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  1A Tower Square

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403301659040

  Web

  https://www.theprogenygroup.com

• Complaints Contact

  1A Tower Square

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403301659040

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew Nicholas Clarke

  IRN ANC01052

  • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2021)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)
• Andrew Pereira

  IRN AAP00002

  • SMF3 Executive Director (9 Dec 2019 to 28 Jan 2022)
  • CF1 Director (14 Nov 2018 to 8 Dec 2019)
• Caroline Hawkesley

  IRN CXH01262

  • SMF3 Executive Director (24 Mar 2021 to 16 Nov 2023)
• Charlotte Emily Thomas

  IRN ECQ00001

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2025)
  • SMF3 Executive Director (9 Dec 2019 to 7 Nov 2025)
  • CF11 Money Laundering Reporting (14 Feb 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Feb 2018 to 8 Dec 2019)
  • CF1 Director (11 May 2017 to 8 Dec 2019)
• Craig Melling

  IRN CXM01807

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 7 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Nov 2020)
  • [FCA CF] Client dealing (since 7 Nov 2020)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• David Battersby

  IRN DRB01087

  • CF30 Customer (1 Sep 2016 to 29 Sep 2017)
• Ian Hooper

  IRN IXH01089

  • [FCA CF] Client dealing (22 Jul 2020 to 21 Jan 2026)
  • [FCA CF] Functions requiring qualifications (22 Jul 2020 to 21 Jan 2026)
  • [FCA CF] Manager of certification employee (22 Jul 2020 to 21 Jan 2026)
  • [FCA CF] Significant management (22 Jul 2020 to 21 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2025)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)
• Jessica Anne Brescia

  IRN JAB01552

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2025)
  • SMF3 Executive Director (since 9 Dec 2025)
  • SMF16 Compliance Oversight (since 9 Dec 2025)
• Jonathan David Moody

  IRN JDM01100

  • CF30 Customer (1 Sep 2016 to 31 Oct 2016)
  • CF1 Director (1 Sep 2016 to 31 Jan 2019)
• Liam Arnold

  IRN LXA00122

  • [FCA CF] Functions requiring qualifications (15 Jun 2021 to 19 Dec 2022)
  • [FCA CF] Client dealing (15 Jun 2021 to 19 Dec 2022)

No changes recorded yet.