Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROGENY ASSET MANAGEMENT LIMITED
FRN 740528
- SMF3 Executive Director (since 9 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2025)
- SMF16 Compliance Oversight (since 9 Dec 2025)
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- SMF10 Chair of the Risk Committee (23 Mar 2022 to 12 Sep 2025)
- SMF4 Chief Risk (23 Mar 2022 to 12 Sep 2025)
- SMF16 Compliance Oversight (3 Jul 2020 to 7 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Jul 2020 to 7 Aug 2025)
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- SMF3 Executive Director (23 Mar 2022 to 12 Sep 2025)
- SMF16 Compliance Oversight (3 Jul 2020 to 7 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Jul 2020 to 7 Aug 2025)
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- CF1 Director (18 Feb 2016 to 29 Jun 2018)
- CF11 Money Laundering Reporting (9 Feb 2014 to 25 Jun 2018)
- CF28 Systems and controls (9 Feb 2014 to 25 Jun 2018)
- CF10 Compliance Oversight (9 Feb 2014 to 25 Jun 2018)
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- CF28 Systems and controls (9 Feb 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Feb 2014 to 12 Aug 2019)
- CF10 Compliance Oversight (9 Feb 2014 to 12 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.