PROGENY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  1A Tower Square

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403301659040

  Web

  https://www.theprogenygroup.com

• Complaints Contact

  1A Tower Square

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403301659040

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Lydia - Jane Oulds

  IRN LXO00121

  • [FCA CF] Manager of certification employee (24 Sep 2024 to 22 Aug 2025)
• Mark Ian Lane

  IRN MIL01018

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 17 Sep 2024)
  • [FCA CF] Client dealing (since 17 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
• Michelle Faye Parkin

  IRN MFC01026

  • CF1 Director (1 Sep 2016 to 6 Dec 2019)
  • CF30 Customer (1 Sep 2016 to 31 Jan 2019)
• Neil Anthony Moles

  IRN NAM01069

  • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2025)
  • CF10 Compliance Oversight (1 Sep 2016 to 14 Feb 2018)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Sep 2016 to 14 Feb 2018)
  • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
• Nicholas Astley

  IRN NXA18690

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
  • [FCA CF] Client dealing (since 5 Nov 2020)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
• Nigel Lee Finlay

  IRN NLF00004

  • [FCA CF] Manager of certification employee (since 16 Nov 2021)
• Olivia Jennifer Reid

  IRN OXR00090

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 10 Jun 2025)
  • [FCA CF] Client dealing (since 10 Jun 2025)
• Paul Jason Roger Nathan

  IRN PJN01039

  • SMF3 Executive Director (since 1 Apr 2026)
• Rachel Nicole Blythe

  IRN RNB01071

  • CF30 Customer (1 Mar 2017 to 2 Sep 2019)
• Richard Lindop

  IRN RXL01589

  • [FCA CF] Functions requiring qualifications (28 Oct 2022 to 30 Nov 2024)
  • [FCA CF] Client dealing (28 Oct 2022 to 30 Nov 2024)

No changes recorded yet.