Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROGENY ASSET MANAGEMENT LIMITED
FRN 740528
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 17 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
- [FCA CF] Client dealing (since 17 Sep 2024)
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- [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2024)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2024)
- CF30 Customer (1 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (10 Dec 2012 to 23 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.