Nigel Lee Finlay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PROGENY ASSET MANAGEMENT LIMITED
FRN 740528
- [FCA CF] Manager of certification employee (since 16 Nov 2021)
Redmayne-Bentley LLP (no longer approved here)
FRN 499510
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2021)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.