David Battersby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Investments Limited

    FRN 122588

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • MAUNBY INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 114428

    • CF30 Customer (2 Jul 2018 to 24 Jun 2019)
  • PROGENY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 740528

    • CF30 Customer (1 Sep 2016 to 29 Sep 2017)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (1 Oct 2009 to 31 Mar 2016)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
    • CF27 Investment Management (5 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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