Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 26 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (4 Aug 2023 to 26 Feb 2025)
    • SMF9 Chair of the Governing Body (since 26 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 26 Feb 2025)
    • CF2 Non Executive Director (13 Apr 2017 to 8 Dec 2019)
  • Spring Financial Group Limited (no longer approved here)

    FRN 935499

    • SMF9 Chair of the Governing Body (30 Oct 2020 to 27 Apr 2026)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF3 Chief Executive (18 Aug 2010 to 26 Mar 2013)
    • CF8 Apportionment and Oversight (18 Aug 2010 to 26 Mar 2013)
    • Responsible for Insurance Mediation (18 Aug 2010 to 26 Mar 2013)
    • CF1 Director (9 Jan 2009 to 1 Jul 2014)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF3 Chief Executive (18 Aug 2010 to 26 Mar 2013)
    • Responsible for Insurance Mediation (18 Aug 2010 to 26 Mar 2013)
    • CF1 Director (9 Jan 2009 to 1 Jul 2014)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF3 Chief Executive (18 Aug 2010 to 26 Mar 2013)
    • CF8 Apportionment and Oversight (18 Aug 2010 to 26 Mar 2013)
    • Responsible for Insurance Mediation (18 Aug 2010 to 26 Mar 2013)
    • CF1 Director (9 Jan 2009 to 1 Jul 2014)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF1 Director (7 Dec 2009 to 1 Jul 2014)
  • Bankhall Support Services Limited (no longer approved here)

    FRN 164877

    • CF8 Apportionment and Oversight (18 Aug 2005 to 6 Oct 2008)
    • CF3 Chief Executive (18 Aug 2005 to 6 Oct 2008)
    • CF1 Director (7 Feb 2002 to 6 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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