Quilter Investors Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +4408081712626
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Complaints Contact
QuilterSunderlandSR43 4JPUNITED KINGDOM- Phone
- +4408081712626
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Retail Investment Funds
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Specialist Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Arthur John Broadley
IRN PAB01141
- CF1 Director (3 Aug 2010 to 21 Jul 2014)
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Philip Duncan Bastiman
IRN PDB01055
- CF30 Customer (11 Nov 2010 to 8 Dec 2011)
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Philip John Roberts
IRN PJR01249
- CF28 Systems and controls (1 Aug 2015 to 29 Jun 2016)
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Philip Neil Murphie
IRN PNM01033
- CF15 Internal Audit (26 Jul 2006 to 17 Sep 2007)
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Priti Verma
IRN PXV01292
- SMF16 Compliance Oversight (15 Jun 2023 to 11 Oct 2024)
- [FCA CF] Significant management (15 Jun 2023 to 11 Oct 2024)
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Rajinder Singh Hallen
IRN RSH01044
- CF27 Investment Management (3 May 2005 to 10 Oct 2007)
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Ramon Charles Eyck
IRN RCE01033
- CF30 Customer (1 Nov 2007 to 14 Jun 2010)
- CF27 Investment Management (25 Oct 2007 to 31 Oct 2007)
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Rasmus Soegaard
IRN RXS01435
- [FCA CF] Client dealing (1 Jun 2020 to 14 May 2021)
- CF30 Customer (28 Oct 2017 to 8 Dec 2019)
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Raymond Cockrem
IRN RXC01712
- CF28 Systems and controls (18 Feb 2011 to 9 Oct 2015)
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Richard Alan Pym
IRN RAP01086
- CF2 Non Executive Director (16 Nov 2009 to 31 Aug 2010)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.