Rasmus Soegaard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vittoria and Partners LLP
FRN 709710
- CF30 Customer (since 30 Nov 2023)
CFM Corporate Member Limited
FRN 991812
- Employed By (since 30 Nov 2023)
CAPITAL FUND MANAGEMENT LLP
FRN 600018
- [FCA CF] Client dealing (since 19 Sep 2023)
Lumyna Investments Limited (no longer approved here)
FRN 613481
- [FCA CF] Material risk taker (24 Aug 2021 to 29 Apr 2022)
Quilter Investors Limited (no longer approved here)
FRN 208543
- [FCA CF] Client dealing (1 Jun 2020 to 14 May 2021)
- CF30 Customer (28 Oct 2017 to 8 Dec 2019)
JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 171847
- CF30 Customer (1 Dec 2014 to 21 Jun 2018)
International Asset Management limited (no longer approved here)
FRN 143893
- CF30 Customer (1 Nov 2007 to 11 Aug 2008)
- CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- CF27 Investment Management (1 Dec 2001 to 27 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.