Raymond Cockrem

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Advisors Limited

    FRN 146665

    • SMF5 Head of Internal Audit (since 31 Jan 2025)
    • [FCA CF] Material risk taker (22 Jan 2025 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (13 Nov 2024 to 31 Jan 2025)
    • [FCA CF] Significant management (1 Feb 2022 to 22 Dec 2022)
  • State Street Bank and Trust Company

    FRN 170462

    • SMF5 Head of Internal Audit (since 31 Jan 2025)
    • [FCA CF] Material risk taker (13 Nov 2024 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (13 Nov 2024 to 31 Jan 2025)
  • State Street Trustees Limited

    FRN 186237

    • SMF5 Head of Internal Audit (since 31 Jan 2025)
    • [FCA CF] Manager of certification employee (13 Nov 2024 to 31 Jan 2025)
    • [FCA CF] Material risk taker (13 Nov 2024 to 31 Jan 2025)
    • [FCA CF] Significant management (1 Feb 2022 to 22 Dec 2022)
  • MANAGED PENSION FUNDS LIMITED

    FRN 221340

    • SMF5 Head of Internal Audit (since 31 Jan 2025)
    • [FCA CF] Manager of certification employee (13 Nov 2024 to 31 Jan 2025)
    • [FCA CF] Material risk taker (13 Nov 2024 to 31 Jan 2025)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED

    FRN 154639

    • [FCA CF] Significant management (since 13 Nov 2024)
  • State Street Global Markets International Limited

    FRN 194525

    • [FCA CF] Significant management (since 13 Nov 2024)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF28 Systems and controls (18 Feb 2011 to 9 Oct 2015)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF28 Systems and controls (20 May 2009 to 9 Oct 2015)
  • Nedbank Limited (no longer approved here)

    FRN 204684

    • CF28 Systems and controls (3 Mar 2009 to 25 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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