Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

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  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Adrian Stephen Robert Hickman

  IRN ASH01035

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 28 Apr 2017)
  • SMF16 Compliance Oversight (7 Mar 2016 to 28 Apr 2017)
  • CF10a CASS Oversight function (12 Dec 2013 to 6 Mar 2016)
  • CF10 Compliance Oversight (2 Aug 2010 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (2 Aug 2010 to 6 Mar 2016)
• Amit Sharad Oza

  IRN AXO01129

  • CF21 Investment Adviser (29 Sep 2003 to 16 Jul 2007)
• Andre Geldenhuys

  IRN AXG01901

  • CF30 Customer (10 Dec 2008 to 16 Jun 2011)
• Andrew John Garden

  IRN AJG01204

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 18 Mar 2005)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 18 Mar 2005)
• Andrew John Ricketts

  IRN AJR01232

  • CF13 Finance (21 Jan 2003 to 24 Jun 2005)
  • CF19 Significant Mgt (Financial Resources) (21 Jan 2003 to 24 Jun 2005)
• Anthony Montague

  IRN AXM05847

  • [FCA CF] CASS oversight function (since 7 Mar 2026)
• Bleddyn David Gareth Griffiths

  IRN BDG01022

  • CF30 Customer (15 Jun 2009 to 25 Sep 2015)
• Bongani Nqwababa

  IRN BXN01115

  • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
• Cecil Piet Jordaan

  IRN CXJ01167

  • CF30 Customer (13 Aug 2008 to 11 Jun 2012)
• Christoffel Jacobs Roets

  IRN CJR01157

  • CF29 Significant management (1 Nov 2007 to 2 Aug 2011)
  • CF17 Significant Mgt (Other Business Operations) (2 Jul 2007 to 31 Oct 2007)

No changes recorded yet.