Adrian Stephen Robert Hickman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nedbank Limited (no longer approved here)

    FRN 204684

    • SMF16 Compliance Oversight (7 Mar 2016 to 28 Apr 2017)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 28 Apr 2017)
    • CF10a CASS Oversight function (12 Dec 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (2 Aug 2010 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (2 Aug 2010 to 6 Mar 2016)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • CF11 Money Laundering Reporting (3 Apr 2008 to 1 Jul 2010)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF11 Money Laundering Reporting (4 Jul 2005 to 1 Jul 2010)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF11 Money Laundering Reporting (4 Jul 2005 to 1 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.