Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

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  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Christopher Charles Doyle

  IRN CCD01017

  • CF17 Significant Mgt (Other Business Operations) (30 Jun 2004 to 31 Dec 2006)
  • CF21 Investment Adviser (30 Jun 2004 to 31 Dec 2006)
  • CF19 Significant Mgt (Financial Resources) (30 Jun 2004 to 31 Dec 2006)
• Christopher Martin Coombs

  IRN CXC00456

  • SMF22 Other Local Responsibility (since 28 May 2025)
  • [FCA CF] Manager of certification employee (since 7 Mar 2023)
  • [FCA CF] Material risk taker (since 1 Aug 2021)
  • [FCA CF] Client dealing (since 1 Aug 2021)
  • [FCA CF] Significant management (1 Aug 2021 to 1 Apr 2022)
• Clive Donald Stewart

  IRN CDS01088

  • CF3 Chief Executive (24 Jun 2008 to 18 Aug 2008)
  • CF8 Apportionment and Oversight (24 Jun 2008 to 18 Aug 2008)
  • CF29 Significant management (1 Nov 2007 to 9 Jul 2010)
  • CF28 Systems and controls (1 Nov 2007 to 9 Jul 2010)
  • CF19 Significant Mgt (Financial Resources) (19 Jul 2007 to 31 Oct 2007)
  • CF14 Risk Assessment (19 Jul 2007 to 31 Oct 2007)
  • CF13 Finance (19 Jul 2007 to 31 Oct 2007)
• Colin Mark Drew

  IRN CMD01091

  • CF11 Money Laundering Reporting (1 Mar 2005 to 27 Apr 2005)
  • CF10 Compliance Oversight (1 Mar 2005 to 27 Apr 2005)
  • CF8 Apportionment and Oversight (18 Oct 2004 to 31 Dec 2004)
  • CF19 Significant Mgt (Financial Resources) (18 Oct 2004 to 31 Dec 2004)
  • CF3 Chief Executive (18 Oct 2004 to 31 Dec 2004)
• Colin Stanley Clarkson

  IRN CSC01054

  • CF30 Customer (27 Feb 2008 to 17 Jul 2014)
• Craig Stewart Weitz

  IRN CXW00393

  • [FCA CF] Client dealing (since 6 Dec 2021)
• Danielle Merlyn Olivier

  IRN DMK01063

  • [FCA CF] Client dealing (since 13 Sep 2024)
• David John Evans

  IRN DJE01063

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 30 May 2005)
  • CF14 Risk Assessment (1 Dec 2001 to 30 May 2005)
• David John Lamb

  IRN DJL01259

  • CF30 Customer (9 Jan 2013 to 25 Sep 2015)
• David John Pilling

  IRN DXP62896

  • [FCA CF] Client dealing (7 Mar 2021 to 31 Jul 2021)
  • [FCA CF] Material risk taker (6 Mar 2017 to 31 Jul 2021)

No changes recorded yet.