Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• David Michael Williams

  IRN DMW01131

  • CF29 Significant management (28 Oct 2009 to 16 Jun 2011)
  • CF30 Customer (16 Dec 2008 to 16 Jun 2011)
• David Roger Durham

  IRN DRD01018

  • CF30 Customer (17 Jan 2011 to 1 May 2015)
• David Sidgwick

  IRN DXS02774

  • SMF24 Chief Operations (27 Mar 2018 to 7 Nov 2022)
  • SMF2 Chief Finance (18 May 2016 to 7 Nov 2022)
• Denis Poultney

  IRN DXP01266

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 6 Jan 2003)
  • CF13 Finance (1 Dec 2001 to 6 Jan 2003)
• Diana Alina Hudymac

  IRN DAH01322

  • SMF19 Head of Overseas Branch/Head of Overseas (since 16 Sep 2020)
• Dominic John Loveday

  IRN DJL01214

  • CF30 Customer (22 Sep 2008 to 24 Oct 2012)
• Emerico Filipe Colin D'Souza

  IRN EXD00188

  • [FCA CF] Client dealing (since 7 Mar 2023)
• Emma Jane Hayes

  IRN EJH01083

  • [FCA CF] Significant management (6 Dec 2021 to 4 Nov 2024)
  • CF29 Significant management (1 Nov 2007 to 19 Feb 2010)
  • CF17 Significant Mgt (Other Business Operations) (1 Mar 2007 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (1 Mar 2007 to 31 Oct 2007)
• Engin Erol Harman

  IRN EEH01019

  • CF30 Customer (9 Dec 2009 to 9 Apr 2010)
• Ernest Bradley Matthewson

  IRN EBM01012

  • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
  • CF29 Significant management (1 Nov 2007 to 20 Jun 2008)
  • CF23 Corporate Finance Adviser (15 Jan 2007 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (20 Apr 2006 to 31 Oct 2007)
  • CF3 Chief Executive (20 Apr 2006 to 20 Jun 2008)
  • CF8 Apportionment and Oversight (20 Apr 2006 to 20 Jun 2008)

No changes recorded yet.