Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

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  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Franciscus Jacobus Vermeer

  IRN FJV01013

  • [FCA CF] Client dealing (6 Mar 2017 to 19 Sep 2019)
  • CF30 Customer (1 Sep 2011 to 6 Mar 2016)
• Frank Alan Le Roex

  IRN FAL01014

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 15 Oct 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Oct 2004)
  • CF3 Chief Executive (1 Dec 2001 to 15 Oct 2004)
• Gareth Jon Allott

  IRN GJA01029

  • SMF22 Other Local Responsibility (since 7 Mar 2016)
  • CF30 Customer (7 Oct 2009 to 6 Mar 2016)
  • CF29 Significant management (7 Oct 2009 to 6 Mar 2016)
• Gavin Michael Cookman

  IRN GMC01113

  • Responsible for Insurance Mediation (14 Jan 2005 to 13 Feb 2006)
  • CF19 Significant Mgt (Financial Resources) (1 Jan 2005 to 13 Feb 2006)
  • CF3 Chief Executive (1 Jan 2005 to 13 Feb 2006)
  • CF8 Apportionment and Oversight (1 Jan 2005 to 13 Feb 2006)
• Glen Duncan Corbett

  IRN GXC62893

  • SMF4 Chief Risk (since 24 May 2022)
  • [FCA CF] Significant management (7 Mar 2021 to 31 Dec 2022)
  • [FCA CF] Material risk taker (6 Mar 2017 to 25 May 2022)
• Graham Leslie Hardy

  IRN GLH01031

  • SMF22 Other Local Responsibility (7 Mar 2016 to 5 Sep 2016)
  • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (5 Jun 2003 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 6 Mar 2007)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
• Gregory Clay Horsnell

  IRN GCH01047

  • CF28 Systems and controls (14 Mar 2008 to 1 Feb 2009)
• Gregory Leonard Webber

  IRN GLW01027

  • CF14 Risk Assessment (2 Nov 2006 to 17 Jul 2007)
  • CF3 Chief Executive (28 Feb 2006 to 20 Apr 2006)
  • CF8 Apportionment and Oversight (28 Feb 2006 to 20 Apr 2006)
  • CF19 Significant Mgt (Financial Resources) (27 Jun 2005 to 17 Jul 2007)
  • CF13 Finance (27 Jun 2005 to 17 Jul 2007)
• Haaris Zafar

  IRN HXZ01027

  • CF30 Customer (13 Jan 2014 to 6 Mar 2016)
• Hanna Ayodoyin Morenikeji Akintoye-Sowemimo

  IRN HXA00208

  • [FCA CF] Significant management (7 Mar 2023 to 14 Jul 2023)

No changes recorded yet.