Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF22 Other Local Responsibility (since 7 Mar 2016)
    • CF29 Significant management (7 Oct 2009 to 6 Mar 2016)
    • CF30 Customer (7 Oct 2009 to 6 Mar 2016)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.