Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

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  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Harold James Rolstone

  IRN HJR01024

  • CF29 Significant management (2 Aug 2011 to 2 Mar 2015)
  • CF30 Customer (2 Aug 2011 to 2 Mar 2015)
  • CF17 Significant Mgt (Other Business Operations) (9 Dec 2005 to 4 Jun 2007)
  • CF19 Significant Mgt (Financial Resources) (9 Dec 2005 to 6 Mar 2007)
• Henry Breillat Turner

  IRN HBT01003

  • [FCA CF] Material risk taker (6 Mar 2017 to 5 Aug 2019)
• Ian Christopher Gladen

  IRN ICG01007

  • CF29 Significant management (22 Oct 2009 to 6 Mar 2016)
  • CF30 Customer (30 Oct 2008 to 6 Mar 2016)
• Ivan Saif Mukadam

  IRN ISM01034

  • CF15 Internal Audit (1 Dec 2001 to 28 Feb 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Feb 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 28 Feb 2005)
• Jacques Andre Fischer

  IRN JXF00488

  • [FCA CF] Client dealing (since 7 Mar 2023)
• James Duncan Fraser

  IRN JXF00514

  • [FCA CF] Client dealing (since 1 Jun 2023)
• James Stephen Ettienne

  IRN JXE00325

  • [FCA CF] Significant management (since 7 Mar 2024)
• Jan Malan

  IRN JXM04309

  • [FCA CF] Client dealing (since 3 Jul 2025)
• Jan Vosloo Bosch

  IRN JVB01022

  • CF23 Corporate Finance Adviser (19 Dec 2002 to 18 Feb 2004)
• Jay Mala Jaywantee Pavitt

  IRN JMP01235

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Aug 2020 to 15 Jan 2021)

No changes recorded yet.