Date authorised
1 April 2013
Companies House
FC004124
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    12 Arthur Street
    London
    EC4R 9AB
    UNITED KINGDOM
    Phone
    +4407515993617
  • Complaints Contact

    7th Floor
    12 Arthur Street
    London
    EC4R 9AB
    UNITED KINGDOM
    Phone
    +4407515993617

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Accepting deposits is limited to wholesale business.
  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johannes Jacobus Van Zyl

    IRN JJV01027

    • CF3 Chief Executive (11 Jul 2013 to 16 Dec 2015)
  • John Adrian van Wyk

    IRN JXV62899

    • [FCA CF] Material risk taker (10 Jun 2019 to 31 Jan 2020)
  • John Nicholas Arrol Lang

    IRN JXL62894

    • [FCA CF] Material risk taker (6 Mar 2017 to 30 Apr 2024)
  • Joshua Robert Klipin

    IRN JXK00509

    • [FCA CF] Client dealing (since 7 Mar 2023)
  • Justin Edward Nichols

    IRN JEN01034

    • [FCA CF] Client dealing (since 24 Feb 2023)
  • Kevin Charles Ryder

    IRN KCR01020

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 30 Sep 2020)
    • CF3 Chief Executive (1 Sep 2015 to 6 Mar 2016)
    • CF29 Significant management (27 May 2011 to 6 Mar 2016)
    • CF30 Customer (27 May 2011 to 6 Mar 2016)
  • Khanyisani Nkosi

    IRN KXN01250

    • CF30 Customer (15 Aug 2014 to 1 May 2015)
  • Laurence Charles Coley

    IRN LCC01016

    • CF29 Significant management (22 Oct 2009 to 25 Sep 2015)
    • CF30 Customer (1 Nov 2007 to 25 Sep 2015)
    • CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)
  • Lorne Charles Rupert

    IRN LCR01027

    • CF28 Systems and controls (16 Jan 2012 to 6 Mar 2016)
  • Louis Grobbelaar

    IRN LXG00111

    • SMF2 Chief Finance (9 Mar 2023 to 23 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.