Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

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  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Lucy Philipa Anne Mortimer

  IRN LPM01017

  • CF30 Customer (22 Dec 2011 to 4 Mar 2013)
• Madhuker Srivastaua

  IRN MXS03510

  • CF30 Customer (15 Aug 2014 to 6 Mar 2016)
• Marie Julie Baglioni

  IRN MXB62892

  • [FCA CF] Manager of certification employee (since 7 Mar 2023)
  • [FCA CF] Client dealing (since 24 May 2018)
  • [FCA CF] Material risk taker (24 May 2018 to 8 Mar 2022)
• Marijke Guest

  IRN MXG00527

  • SMF7 Group Entity Senior Manager (since 6 Jan 2023)
• Mark Anthony Parlour

  IRN MAP01196

  • CF29 Significant management (20 May 2009 to 25 Sep 2015)
  • CF30 Customer (1 Nov 2007 to 25 Sep 2015)
  • CF26 Customer Trading (5 Jun 2003 to 31 Oct 2007)
• Mark Ross Weston

  IRN MRW01107

  • CF3 Chief Executive (18 Aug 2008 to 16 Dec 2013)
  • CF8 Apportionment and Oversight (18 Aug 2008 to 31 Mar 2009)
• Matthew James Newman

  IRN MXN00298

  • [FCA CF] Client dealing (since 22 Sep 2023)
• May Leigh Wong

  IRN MXW62897

  • [FCA CF] Client dealing (6 Mar 2019 to 11 Jul 2023)
• Michael Arnold

  IRN MXA01140

  • CF2 Non Executive Director (26 Jan 2010 to 26 Jan 2010)
• Michael David Hipwell

  IRN MDH01115

  • CF10 Compliance Oversight (6 Jun 2005 to 30 Jul 2010)
  • CF11 Money Laundering Reporting (6 Jun 2005 to 30 Jul 2010)

No changes recorded yet.