Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

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  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Michael Robert Jarrett

  IRN MRJ01107

  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Sep 2017 to 1 Jul 2019)
  • SMF16 Compliance Oversight (14 Sep 2017 to 11 Jun 2021)
• Michael Thomas Buckley

  IRN MTB01069

  • CF30 Customer (1 Nov 2007 to 3 Sep 2009)
  • CF26 Customer Trading (17 Jul 2006 to 31 Oct 2007)
• Michelle Blood

  IRN MXB01104

  • [FCA CF] Client dealing (since 7 Mar 2023)
• Mirca Gastaldello

  IRN MXG01793

  • SMF16 Compliance Oversight (since 10 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Apr 2021)
• Nicholas Norman Freitag

  IRN NNF01002

  • CF26 Customer Trading (5 Jun 2003 to 1 Dec 2006)
• Nigel Derek Tracy Andrews

  IRN NDA01009

  • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
• Nokulunga Deborah Mohale

  IRN NXM62895

  • [FCA CF] Client dealing (since 6 Mar 2017)
• Patricia Bushnell

  IRN PXB01440

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 16 Apr 2004)
• Patrick Henry O'Sullivan

  IRN PHO01015

  • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
• Paul Anthony Ingles

  IRN PAI01022

  • CF20 Significant Mgt (Settlements) (2 Jun 2005 to 23 Feb 2007)
  • CF19 Significant Mgt (Financial Resources) (2 Jun 2005 to 23 Feb 2007)
  • CF17 Significant Mgt (Other Business Operations) (2 Jun 2005 to 23 Feb 2007)

No changes recorded yet.