Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Mar 2024 to 27 Apr 2025)
- [FCA CF] Proprietary trader (5 Oct 2020 to 27 Apr 2025)
- [FCA CF] Material risk taker (5 Oct 2020 to 27 Apr 2025)
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- CF29 Significant management (22 Oct 2009 to 6 Mar 2016)
- CF30 Customer (30 Oct 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (23 Aug 2002 to 3 Oct 2007)
- CF26 Customer Trading (23 Aug 2002 to 3 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 5 Aug 2002)
- CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.