Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANCTRUST INVESTMENT BANK LIMITED (no longer approved here)

    FRN 580379

    • [FCA CF] Manager of certification employee (4 Mar 2024 to 27 Apr 2025)
    • [FCA CF] Proprietary trader (5 Oct 2020 to 27 Apr 2025)
    • [FCA CF] Material risk taker (5 Oct 2020 to 27 Apr 2025)
  • Nedbank Limited (no longer approved here)

    FRN 204684

    • CF29 Significant management (22 Oct 2009 to 6 Mar 2016)
    • CF30 Customer (30 Oct 2008 to 6 Mar 2016)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF21 Investment Adviser (23 Aug 2002 to 3 Oct 2007)
    • CF26 Customer Trading (23 Aug 2002 to 3 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF26 Customer Trading (1 Dec 2001 to 5 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.