Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (11 Nov 2011 to 30 Apr 2014)
- CF10 Compliance Oversight (11 Nov 2011 to 6 Aug 2014)
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- CF1 Director (21 Nov 2008 to 30 Jun 2011)
- CF28 Systems and controls (29 Jul 2008 to 4 Mar 2010)
- CF10 Compliance Oversight (29 Jul 2008 to 30 Jun 2011)
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- CF1 Director (21 Nov 2008 to 30 Jun 2011)
- CF28 Systems and controls (29 Jul 2008 to 4 Mar 2010)
- CF10 Compliance Oversight (29 Jul 2008 to 30 Jun 2011)
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- CF1 Director (21 Nov 2008 to 30 Jun 2011)
- CF10 Compliance Oversight (29 Jul 2008 to 30 Jun 2011)
- CF28 Systems and controls (29 Jul 2008 to 4 Mar 2010)
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- CF28 Systems and controls (29 Jul 2008 to 24 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.