Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF1 Director (11 Nov 2011 to 30 Apr 2014)
    • CF10 Compliance Oversight (11 Nov 2011 to 6 Aug 2014)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF1 Director (21 Nov 2008 to 30 Jun 2011)
    • CF28 Systems and controls (29 Jul 2008 to 4 Mar 2010)
    • CF10 Compliance Oversight (29 Jul 2008 to 30 Jun 2011)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF1 Director (21 Nov 2008 to 30 Jun 2011)
    • CF28 Systems and controls (29 Jul 2008 to 4 Mar 2010)
    • CF10 Compliance Oversight (29 Jul 2008 to 30 Jun 2011)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF1 Director (21 Nov 2008 to 30 Jun 2011)
    • CF10 Compliance Oversight (29 Jul 2008 to 30 Jun 2011)
    • CF28 Systems and controls (29 Jul 2008 to 4 Mar 2010)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF28 Systems and controls (29 Jul 2008 to 24 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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