QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerard Gregory Wood

    IRN GGW00003

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 8 Feb 2022)
  • Gerard Williams

    IRN GAW01038

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Jul 2016)
    • CF1 Director (AR) (13 Nov 2018 to 8 Jan 2025)
  • Gerwyn Williams

    IRN GXW00037

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2026)
    • CF30 Customer (11 Mar 2019 to 7 Apr 2026)
  • Gethin Whittall

    IRN GXW01554

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (2 Jun 2014 to 29 Feb 2024)
  • Gethyn David Buckland

    IRN GDB00009

    • Appointed representative dealing with clients for which they require qualification (7 Apr 2020 to 3 Apr 2025)
    • CF1 Director (AR) (4 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (4 Dec 2019 to 10 Dec 2019)
  • Giacomo Potena

    IRN GXP01583

    • CF30 Customer (27 Apr 2017 to 24 Nov 2017)
  • Giles Hedley John Craig

    IRN GHC00006

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2023)
    • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 31 Oct 2007)
    • CF1 Director (AR) (28 Jul 2006 to 28 Mar 2023)
  • Giles Henry Payne

    IRN GXP00165

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2023 to 25 Oct 2024)
    • CF30 Customer (20 Aug 2021 to 25 Oct 2024)
  • Giles Patrick Harry

    IRN GPH00014

    • CF30 Customer (4 Jun 2009 to 8 Sep 2009)
  • Giles Thomas Roper

    IRN GTR00003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Mar 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.