Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2024)
    • [FCA CF] Client dealing (since 21 Oct 2024)
    • CF30 Customer (since 21 Oct 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2023 to 25 Oct 2024)
    • CF30 Customer (20 Aug 2021 to 25 Oct 2024)
  • Lawton Financial Services Ltd (no longer approved here)

    FRN 497129

    • Employed By (20 Aug 2021 to 1 Nov 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (25 Nov 2020 to 17 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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