Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
- [FCA CF] Client dealing (since 24 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (7 Apr 2020 to 3 Apr 2025)
- CF30 Customer (4 Dec 2019 to 10 Dec 2019)
- CF1 Director (AR) (4 Dec 2019 to 10 Dec 2019)
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- CF1 Director (AR) (7 Apr 2020 to 3 Apr 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.