Giles Thomas Roper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Mar 2018)
  • Fortuna Major Financial Planning Ltd

    FRN 793655

    • (2)Employed By (since 22 Mar 2018)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (14 Jan 2016 to 30 Jun 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 24 Sep 2012)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Feb 2004 to 5 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF4 Partner (AR) (6 Feb 2002 to 30 Nov 2004)
    • CF21 Investment Adviser (6 Feb 2002 to 30 Nov 2004)
  • KMR Asset Management LLP (no longer approved here)

    FRN 209096

    • Employed By (6 Feb 2002 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.