Gerard Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Jul 2016)
    • CF1 Director (AR) (13 Nov 2018 to 8 Jan 2025)
  • Ashwood Law Wealth Management Ltd

    FRN 538265

    • (5)Employed By (since 20 Feb 2014)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (11 Jun 2014 to 22 Nov 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (20 Feb 2014 to 1 Aug 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2006 to 27 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (5)Employed By at Ashwood Law Wealth Management Ltd