Gerard Gregory Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2021)
    • [FCA CF] Client dealing (since 30 Nov 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 8 Feb 2022)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (14 Jun 2013 to 8 Feb 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (19 Sep 2011 to 8 Feb 2022)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (19 Sep 2011 to 8 Feb 2022)
  • MFS Limited (no longer approved here)

    FRN 453131

    • CF30 Customer (7 Jun 2010 to 30 Jun 2011)
  • Arena Independent Financial Advisors Limited (1732) (no longer approved here)

    FRN 148141

    • Employed By (1 Sep 2000 to 24 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.