MFS Limited

• Principal Place of Business

  Aspen House

  Spout Lane

  Washington

  Tyne and Wear

  NE37 2AB

  UNITED KINGDOM

  Phone

  +4401914155115

  Web

  https://www.mfs-limited.co.uk

• Complaints Contact

  Aspen House

  Spout Lane

  Washington

  Tyne and Wear

  NE37 2AB

  UNITED KINGDOM

  Phone

  +4401914155115

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Gurney

  IRN AXG00068

  • CF30 Customer (3 May 2013 to 31 Dec 2018)
• Darren Michael Potter

  IRN DMP00017

  • CF30 Customer (3 Jan 2012 to 28 Dec 2012)
• Gary Barnes

  IRN GXB00033

  • CF30 Customer (3 May 2013 to 31 Jul 2019)
• Gerard Gregory Wood

  IRN GGW00003

  • CF30 Customer (7 Jun 2010 to 30 Jun 2011)
• Ian Weightman

  IRN IXW01199

  • CF30 Customer (25 Jan 2013 to 20 Dec 2013)
• James Hallam

  IRN JXH00176

  • CF30 Customer (3 Feb 2010 to 30 Jun 2011)
• Keith John Nunn

  IRN KJN00004

  • CF30 Customer (1 Jul 2008 to 30 Apr 2010)
• Kenneth Matthew Jobling

  IRN KMJ00003

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• Kevin James Moore

  IRN KJM00040

  • CF30 Customer (4 Dec 2007 to 18 Dec 2009)
• Kristopher Alan Cousins

  IRN KXC26887

  • [FCA CF] Client dealing (1 Aug 2022 to 16 Feb 2024)
  • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 16 Feb 2024)

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