James Hallam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (21 Jan 2022 to 6 Jan 2025)
- [FCA CF] Functions requiring qualifications (21 Jan 2022 to 6 Jan 2025)
MFS Limited (no longer approved here)
FRN 453131
- CF30 Customer (3 Feb 2010 to 30 Jun 2011)
Arena Nagel Clark Ltd (no longer approved here)
FRN 441670
- Employed By (3 Jun 2008 to 30 Dec 2009)
Arena Independent Financial Advisors Limited (1732) (no longer approved here)
FRN 148141
- Employed By (13 Apr 1999 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.